Regulatory Disclosures

Financial Industry Regulatory Authority, Inc.

Clear Street, LLC is a member with FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is +1 (301) 590-6500 and the website address is www.finra.org.

Securities Investor Protection Corporation

Clear Street, LLC is a member of the Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is +1 (202) 371-8300 and the website address is www.sipc.org.

Clear Street has purchased excess SIPA coverage from Lloyd’s of London to provide additional protection to customer accounts that have a net equity value in excess of $500,000.  Lloyd’s carries an A+ rating from S&P and an A rating from A.M. Best. The Lloyd’s excess SIPA insurance purchased by Clear Street covers up to a maximum of $1,900,000 per customer account for cash and $62,500,000 per customer account for securities (in addition to the coverage from SIPC), with an aggregate limit of $250,000,000 for all accounts.

Customer complaints should be directed to:

Christy Moccia
Chief Compliance Officer

Clear Street, LLC
4 World Trade Center
150 Greenwich St Floor 45
New York, NY
10007

Compliance Department
cscompliance@clearstreet.io