Regulatory Disclosures

Financial Industry Regulatory Authority, Inc.

Clear Street, LLC is a member in good standing with FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is +1 (301) 590-6500 and the website address is www.finra.org.

Securities Investor Protection Corporation

Clear Street, LLC is a member of the Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is +1 (202) 371-8300 and the website address is www.sipc.org.

Customer complaints should be directed to the following:

Christy Moccia

Chief Compliance Officer

Clear Street, LLC

55 Broadway

New York, NY 10006

Compliance Department +1 (646) 845-0034

Regulatory Documentation

Client Relationship Summary

Rule 605 and 606 Reporting

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